Our Services
Get everything you need to conduct your business while being fully supported by our compliance back-office solutions
At Frontier, our team of professionals ensures each affiliated partner receives an exceptional user experience while knowing they are fully compliant with all applicable industry rules and regulations.
Specialized Compliance Program
Access to Frontier's Resources & Collaboration
Comprehensive individual and deal management
Complete regulatory supervision of registered representatives
Maintain a resource library of engagement letters and selling agreements
Partner with third-party and industry database providers to offer you a full range of services
Proper registration and licensing with FINRA and Blue Sky requirements
Handle the deal workflow and due diligence from start to finish
Provide consulting advice on a variety of industry topics to meet new challenges and opportunities
